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Securities Law ROSSI & CROWLEY, LLP offers individualized representation with a unique view of the framework of the investment industry.As a FINRA arbitrator, with a previous career at a Wall Street investment banking firm for over ten years, Sally Sancimino offers a unique perspective and keen understanding of not only the financial markets and the ever changing array of products sold to investors, but the responsibility and role of licensed brokers. Some of the issues facing investors concern broker misconduct such as the mishandling of customer accounts, unauthorized trading, failure to supervise/diversify, market manipulation, breach of fiduciary duty, as well as, investment fraud which covers a wide range of activities. Commercial & Business Law Construction & Design Mediation & Arbitration
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